One simple step to becoming FCA regulated
Short Form A – UK and Overseas Firms (not Incoming EEA) Application to perform controlled functions under the approved person
12 Conversion - Enhanced Firms | PS18/14*** - Extending the Senior Managers and Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules | Better Regulation
Overview of the Senior Managers & Certification Regime
LMA GUIDANCE FOR MANAGING AGENTS: SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
11 Conversion - Core and Limited Scope Firms (including branches) | PS18/14*** - Extending the Senior Managers and Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules | Better Regulation
Senior Managers Regime: Statement of Responsibilities
13 Forms | PS18/14*** - Extending the Senior Managers and Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules | Better Regulation
Senior Managers & Certification Regime (SMCR) | Skillcast
Long Form A - Dual-regulated firms (including EEA and third country firms) - Oct 2020
Condensed summary: PS18/15 - Extending the Senior Managers & Certification Regime to insurers incorporating FCA - Individual
FCA Check - Guaranteed FSA / PRA complaint - Hire with confidence
12 Small Non-Directive firms, small run-off firms and Insurance Special Purpose Vehicles - conversion to the Senior Managers Regime (updated November 2018) | The Senior Managers and Certification Regime: Guide for insurers (
FCA Supervisory Approach - KPMG Global
Policy Briefing
FCA Approved Persons at regulated/consumer credit firms: all information
Software Configuration Management Audits Part 2 – Functional Configuration Audits (FCA)
FY Is an RNA 3′ End-Processing Factor that Interacts with FCA to Control the Arabidopsis Floral Transition - ScienceDirect
How small businesses can become an FCA-authorised firm - Startups.co.uk
Senior Managers and Certification Regime (SM&CR) Form K - Step-by-Step User Guide for Enhanced Firms Accessing Form K
Letter from the Chief Executive of the FCA relating to the powers and perimeter of the FCA, dated 30 January
Overview of the Senior Managers & Certification Regime
FCA outcomes and metrics | FCA
What is the Financial Conduct Authority (FCA) UK? - PSP Lab
SUP 11 Annex 3 Summary of procedures on a notification of a change in control - FCA Handbook
HR Touchpoints
AGO1 genetically functions with FCA and FLD to repress FLC. (A) Co-IP... | Download Scientific Diagram
Ready your Organisation: Senior Managers and Certification Regime | PPT
